The field of compliance and risk management for the financial industry is the main concern of Core Compliance & Legal Services, Inc. (CCLS). The focus on risk management in the securities industry is increasing fast thus the conception of CCLS. Its purpose is to deal with the distinctive regulatory compliance challenges that many of the firms today are experiencing. As you build and improve your business, having committed resources is quite important to make sure that you are in the right direction toward success. In this regards, working with a registered investment advisory compliance firm can really make a huge difference. CCLS led by Michelle L. Jacko, CEO, together with a strategic team of professionals know the ins and outs of the industry and have held different internal roles such as Branch Manager, Senior Paralegal, Chief Legal Officer, Chief Operations Officer, and Chief Compliance Officer among others. They, as a team, recognize the intricacies of the securities business and they also understand the need to provide solutions suited to the distinctive culture, character and requirements of your firm. Core Compliance & Legal Services, Inc. (CCLS) provides services and compliance solutions that will suit the requirements of any firm whether it’s an entrepreneurial start-up firm or already a big international institution.
The working process will start as the trained professionals together with the management team of your firm ascertain the goals and develop endeavors to serve the purpose. The experts from the Core Compliance & Legal Services, Inc. (CCLS) will assist you to determine in effect the conflicts, gaps, and the risks that you have control internally. Then in the process, they will help you find and generate practical solutions so that such risks can be alleviated if not eliminate. As a registered investment advisory compliance firm, the CCLS will be with you step by step so you can execute tactical routine supervisory compliance plans so that your business will be protected. Your partnership with CCLS will be a sound investment so that your business can take full advantage of the opportunities that will come your way. This principle applies to any marketplace including Los Angeles, San Francisco, San Diego, Phoenix, Las Vegas, and Seattle.